Priya Law House
Search

Cart

More Details

📘 Investment Adviser (Level 1) | NISM Series X-A Workbook | February 2025 Edition
📚 Published by Taxmann | Developed by NISM Certification Team

This comprehensive workbook is the official guide for candidates preparing for the NISM Series X-A: Investment Adviser (Level 1) Certification Exam. It builds a strong foundation in personal finance, investment products, portfolio construction, and regulatory compliance, empowering professionals and aspirants alike to become qualified investment advisers under SEBI's IA Regulations, 2013.

🔍 Key Highlights:
NISM-Certified Resource – Updated and aligned to the latest exam syllabus
Covers Core Modules:
 1️⃣ Personal Financial Planning
 2️⃣ Indian Financial Markets
 3️⃣ Investment Products (Equity, Debt, Derivatives, AIFs)
 4️⃣ Managed Portfolios (MFs, PMS, AIFs)
 5️⃣ Portfolio Management & Evaluation
 6️⃣ Regulatory, Compliance & Ethics
Step-by-step Explanations – With caselets, examples, and practice questions
SEBI Regulations & Ethics – In-depth analysis of compliance, investor protection, and code of conduct
Ideal For:
 • Aspiring SEBI-registered Investment Advisers
 • Finance Professionals & Principal Officers
 • Wealth Managers & DIY Investors
 • Law, Finance, and MBA Students

🎯 Master investment advisory from basics to compliance, with expert-authored insights and practical tools to excel in the securities industry.