📘 Investment Adviser (Level 1) | NISM Series X-A Workbook | February 2025 Edition
📚 Published by Taxmann | Developed by NISM Certification Team
This comprehensive workbook is the official guide for candidates preparing for the NISM Series X-A: Investment Adviser (Level 1) Certification Exam. It builds a strong foundation in personal finance, investment products, portfolio construction, and regulatory compliance, empowering professionals and aspirants alike to become qualified investment advisers under SEBI's IA Regulations, 2013.
🔍 Key Highlights:
✅ NISM-Certified Resource – Updated and aligned to the latest exam syllabus
✅ Covers Core Modules:
1️⃣ Personal Financial Planning
2️⃣ Indian Financial Markets
3️⃣ Investment Products (Equity, Debt, Derivatives, AIFs)
4️⃣ Managed Portfolios (MFs, PMS, AIFs)
5️⃣ Portfolio Management & Evaluation
6️⃣ Regulatory, Compliance & Ethics
✅ Step-by-step Explanations – With caselets, examples, and practice questions
✅ SEBI Regulations & Ethics – In-depth analysis of compliance, investor protection, and code of conduct
✅ Ideal For:
• Aspiring SEBI-registered Investment Advisers
• Finance Professionals & Principal Officers
• Wealth Managers & DIY Investors
• Law, Finance, and MBA Students
🎯 Master investment advisory from basics to compliance, with expert-authored insights and practical tools to excel in the securities industry.